We were delighted to join forces again with Hong Kong Securities and Investment Institute to bring you a Regulatory Updates webinar covering key regulatory developments over the past year, enforcement trends and case studies. The webinar featured Jill Wong from Reed Smith LLP , who shared her expertise and experience around these topics, while Barry Tong, Board Director and Education & Development Committee Member from Hong Kong Securities and Investment Institute, served as the moderator.

Jill delivered an informative presentation including the following:
– Cybersecurity and Data Protection: Initiatives by HKMA, SFC, the Privacy Commissioner, Hong Kong Police, and HKEX
– New Regimes for Virtual Assets: An overview of regulators, Virtual Assets Trading Platforms (VATPs), the Stablecoins Bill, and Over-the-Counter Trading for Virtual Assets
– Enforcement Trends and Case Studies: Focused on AML and KYC, market sounding, and sponsorship
– Listed Companies: Issues related to disclosures, enforcement, and conflicts management

Stay tuned for more training sessions on compliance-related topics in the PWM industry!